Broker Check
Cindy  Pollack

Cindy Pollack

Director of Compliance

A 25-year veteran of the securities industry, Cindy has extensive experience in both operations and compliance.

Cindy is dedicated to creating an excellent advisor experience. She understands the challenges that advisors face each day navigating their way through the ever-changing rules, regulations, and processes of compliance and operations. Using her expertise and knowledge to assist in these areas, she allows advisors to focus on their practice and their clients.